Investment Advisors, like all providers of personal financial services, are now required by law to inform their clients of their policies regarding privacy of client information. Investment Advisors, like Cogent Strategic Wealth, have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.
TYPES OF NON-PUBLIC, PERSONAL INFORMATION WE COLLECT
We collect nonpublic, personal information about you that is either provided to us by you or obtained by us with your authorization.
PARTIES TO WHOM WE DISCLOSE INFORMATION
For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees and, in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. In all such situations, we stress the confidential nature of information being shared. We have even gone one step further and have entered into strict confidentiality agreements with our partners regarding their handling of your information.
PROTECTING THE CONFIDENTIALITY AND SECURITY OF CURRENT AND FORMER CLIENT’S INFORMATION
We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and in some cases, to comply with professional guidelines and regulations. In order to guard your non-public personal information, we maintain physical, electronic and procedural safeguards that comply with and often exceed professional standards and government regulations.
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